0001362539-12-000001.txt : 20120213 0001362539-12-000001.hdr.sgml : 20120213 20120213162659 ACCESSION NUMBER: 0001362539-12-000001 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120213 DATE AS OF CHANGE: 20120213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: C&D TECHNOLOGIES INC CENTRAL INDEX KEY: 0000808064 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 133314599 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-38840 FILM NUMBER: 12599468 BUSINESS ADDRESS: STREET 1: 1400 UNION MEETING ROAD STREET 2: PO BOX 3053 CITY: BLUE BELL STATE: PA ZIP: 19422 BUSINESS PHONE: 2156192700 MAIL ADDRESS: STREET 1: 1400 UNION MEETING ROAD STREET 2: PO BOX 3053 CITY: BLUE BELL STATE: PA ZIP: 19422 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Swiss Re Financial Products CORP CENTRAL INDEX KEY: 0001362539 IRS NUMBER: 133837492 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212-317-5400 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 SC 13G/A 1 chhp13g-2012.txt 13GA UNITED STATES SECURITIES EXCHANGE COMMISSION Washington, D.C. 20549 ________________________________________________________________________________ SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* C&D TECHNOLOGIES, INC. ----------------------- (Name of Issuer) Common Stock, $0.01 par value --------------------------------------- (Title of Class of Securities) 124661109 ----------------------- (CUSIP Number) February 13, 2012 ----------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Continued on following pages Page 1 of 5 Pages SCHEDULE 13G CUSIP No.: 124661109 Page 2 of 5 Pages ................................................................................. 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). SWISS RE FINANCIAL PRODUCTS CORPORATION ................................................................................. 2. Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] ................................................................................. 3. SEC Use Only ................................................................................. 4. Citizenship or Place of Organization USA ................................................................................. Number of 5. Sole Voting Power 1,221,254 Shares ................................................................ Beneficially 6. Shared Voting Power - 0 - Owned by ................................................................ Each 7. Sole Dispositive Power - 0 - **see Note 1** Reporting ................................................................ Person With 8. Shared Dispositive Power - 0 - ................................................................................. 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,221,254 ................................................................................. 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] ................................................................................. 11. Percent of Class Represented by Amount in Row (9) 8.04% based on 15.197m shares outstanding as of October 31, 2011. ................................................................................. 12. Type of Reporting Person: CO Page 3 of 5 Pages Item 1(a). Name of Issuer: C&D Technologies, Inc. (the "Issuer"). Item 1(b). Address of Issuer's Principal Executive Offices: 1400 Union Meeting Rd., Blue Bell, PA 19422 Item 2(a). Name of Person Filing: This Statement is filed on behalf of the following person (the "Reporting Person"): SWISS RE FINANCIAL PRODUCTS CORPORATION Item 2(b). Address of Principal Business Office or, if None, Residence: The address of the principal business office of the Reporting Person is: 55 East 52nd Street, New York, NY 10055. Item 2(c). Citizenship: SWISS RE FINANCIAL PRODUCTS CORPORATION - Delaware corporation. Item 2(d). Title of Class of Securities: Common Stock, $0.01 par value per share (the "Shares") Item 2(e). CUSIP Number: 124661109 Item 3. If This Statement is Filed Pursuant to ss.ss.240.13d-1(b) or 240.13d-2(b) or (c), Check Whether the Person Filing is a: This Item 3 is not applicable. Item 4. Ownership: Item 4(a) Amount Beneficially Owned As of February 13, 2012, SWISS RE FINANCIAL PRODUCTS CORPORATION is the beneficial owner of 1,221,254 shares of C&D Technologies, Inc. In connection with the registered exchange offer, the Reporting Persons received Shares for each $1,000 in principal amount it held of C&D Technologies, Inc. convertible senior notes. Item 4(b) Percent of Class: 8.04% Page 4 of 5 Pages Item 4(c) Number of Shares of which such person has: (i) Sole power to vote or direct the vote: 1,221,254 (ii) Shared power to vote or direct the vote: 0 (iii) Sole power to dispose or direct the disposition of: 0 **see Note 1** (iv) Shared power to dispose or direct the disposition of: 0 ** Note 1 ** SWISS RE FINANCIAL PRODUCTS CORPORATION is the beneficial owner of the shares but management of the shares has been outsourced to an external investment manager pursuant to an investment management agreement. Item 5. Ownership of Five Percent or Less of a Class: This Item 5 is not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person: This Item 6 is not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: This Item 7 is not applicable Item 8. Identification and Classification of Members of the Group: This Item 8 is not applicable Item 9. Notice of Dissolution of Group: This Item 9 is not applicable. Item 10. Certification: By signing below each of the Reporting Person certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 5 of 5 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 2012 SWISS RE FINANCIAL PRODUCTS CORPORATION By: /s/ Timothy Gillen ----------------- Name: Timothy Gillen Title: SVP, Finance Investment Reporting